Application package that includes all the forms you need to file, all in one click. No More Searching
Complete filing instructions and licensing authority’s contact information
Detailed break down of estimated filing fees. No small print!
Financial Services Firms provide financial planning, money management and investment advice. Because people rely heavily on the advice of financial services professionals, firms are required to be licensed at both federal and state levels. Of course, local businesses licenses are usually required as well.
Other Financial Management licenses
Actual License Applications
Instructions for Filing the Applications
Licensing Authority’s Contact
Fees and Timeline Information