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  • Virginia Investment Advising Firm Licenses and Permits

    The first colony and state in the Union remains a vital part of our nation's economy. Northern Virginia is not only an extension of the Washington DC Metro Area, but is home to numerous national and international companies. Additional metro centers including Virginia Beach and Raleigh lend steam to the state economy. Small business owners will find a state friendly to business where regulation is somewhat moderated.

    In Virginia, investment Advisers provide financial advice and perform securities transactions for an annual flat-fee from their clients. This is designed to make it so advisers do not hold a personal stake in performing transactions and therefore give their clients the best possible advice. Still, the federal government licenses and monitors investment advisers as do state regulators.

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