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  • New Mexico Investment Advising Firm Licenses and Permits

    New Mexico welcomes business and makes it easy to get started. Although the state maintains consumer and environmental protections, it keeps processes simple and costs low. The state is not highly bureaucratic, although it is mildly understaffed. Entrepreneurs will find relatively low taxes and easy entry possible in the Old Southwest.

    In New Mexico, investment Advisers provide financial advice and perform securities transactions for an annual flat-fee from their clients. This is designed to make it so advisers do not hold a personal stake in performing transactions and therefore give their clients the best possible advice. Still, the federal government licenses and monitors investment advisers as do state regulators.

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