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  • Virginia Broker Dealer Licenses and Permits

    The first colony and state in the Union remains a vital part of our nation's economy. Northern Virginia is not only an extension of the Washington DC Metro Area, but is home to numerous national and international companies. Additional metro centers including Virginia Beach and Raleigh lend steam to the state economy. Small business owners will find a state friendly to business where regulation is somewhat moderated.

    In Virginia, broker-Dealers perform securities sales and purchases for commission. These agencies – often known as brokerages – are federally regulated and monitored. However, states also regulate securities firms and may have their own licensing process, if not additional fees brokers must pay on top of their federal licensing costs.

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